TY - JOUR
T1 - A novel uncertainty-inclusive SOH estimation model for lithium-ion batteries based on KMCGAN
AU - Tang, Ting
AU - Ren, Yi
AU - Xia, Quan
AU - Jiang, Fusheng
AU - Yang, Dezhen
AU - Qian, Cheng
AU - Sun, Bo
AU - Feng, Qiang
N1 - Publisher Copyright:
© 2026 Elsevier Ltd. All rights are reserved, including those for text and data mining, AI training, and similar technologies.
PY - 2026/5/1
Y1 - 2026/5/1
N2 - Uncertainties in lithium-ion batteries pose a challenge for accurate state of health (SOH) estimation. In this work, we propose a novel uncertainty-inclusive SOH estimation model including Kolmogorov-Arnold multi-head attention (KMHA) and constraints generative adversarial network (CGAN) to enhance the accuracy and reliability of estimation, which is characterized by conditional constraint, distinctive KMHA architecture, and uncertainty estimation. Voltage, current, and temperature are key factors affecting SOH, are regarded as constraints to guide the generation process, thereby improving the training stability. The KMHA architecture is deigned to capture the complex dependencies among voltage, current, and temperature, enhancing the model's understanding of the relationships among these influencing factors. Diverse results are generated through sampling to achieve uncertainty estimation. Where multilayer perceptron is replaced by KAN, which reduces computation and improves interpretability. Validations across diverse battery datasets from NASA and Oxford demonstrate that KMCGAN outperforms existing models in competitive performance. Additionally, ablation studies confirm the positive contribution of each component to the complete model. In this case, the average mean absolute error for all cells is 0.6031, the average coefficient of determination is 0.9906, and the average uncertainty is 0.8200, proving the potential of KMCGAN in terms of accuracy and uncertainty.
AB - Uncertainties in lithium-ion batteries pose a challenge for accurate state of health (SOH) estimation. In this work, we propose a novel uncertainty-inclusive SOH estimation model including Kolmogorov-Arnold multi-head attention (KMHA) and constraints generative adversarial network (CGAN) to enhance the accuracy and reliability of estimation, which is characterized by conditional constraint, distinctive KMHA architecture, and uncertainty estimation. Voltage, current, and temperature are key factors affecting SOH, are regarded as constraints to guide the generation process, thereby improving the training stability. The KMHA architecture is deigned to capture the complex dependencies among voltage, current, and temperature, enhancing the model's understanding of the relationships among these influencing factors. Diverse results are generated through sampling to achieve uncertainty estimation. Where multilayer perceptron is replaced by KAN, which reduces computation and improves interpretability. Validations across diverse battery datasets from NASA and Oxford demonstrate that KMCGAN outperforms existing models in competitive performance. Additionally, ablation studies confirm the positive contribution of each component to the complete model. In this case, the average mean absolute error for all cells is 0.6031, the average coefficient of determination is 0.9906, and the average uncertainty is 0.8200, proving the potential of KMCGAN in terms of accuracy and uncertainty.
KW - Constraints generative adversarial network
KW - Kolmogorov-Arnold network
KW - Lithium-ion battery
KW - Multi-head attention
KW - State of health
KW - Uncertainty estimation
UR - https://www.scopus.com/pages/publications/105035661402
U2 - 10.1016/j.energy.2026.140712
DO - 10.1016/j.energy.2026.140712
M3 - 文章
AN - SCOPUS:105035661402
SN - 0360-5442
VL - 350
JO - Energy
JF - Energy
M1 - 140712
ER -